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Derek Lindholm

Robert W. Baird & CO. Incorporated
25 Years of Experience
Renton, WA
Broker
View SEC Summary
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Derek Lindholm is a ChFC-designated registered investment advisor at Robert W. Baird & CO. Incorporated, based in Renton, WA, with 25 years of industry experience. Derek is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

Renton, WA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
July 2025 - Present · 1 yr 3 mos
Robert W. Baird & CO. Incorporated
July 2025 - Present · 1 yr 3 mos
Robert W. Baird & CO. Incorporated
July 2025 - Present · 1 yr 3 mos
Previous Registrations
D.A. Davidson & CO.
October 2020 - June 2025 · 4 yrs 8 mos
D.A. Davidson & CO.Broker
October 2020 - June 2025 · 4 yrs 8 mos
LPL Financial LLCBroker
October 2013 - October 2020 · 7 yrs
LPL Financial LLC
October 2013 - October 2020 · 7 yrs
Thrivent Investment Management INC.
May 2004 - September 2013 · 9 yrs 4 mos
Thrivent Investment Management INC.Broker
July 2002 - September 2013 · 11 yrs 2 mos
Lutheran Brotherhood Securities CORP.Broker
December 2000 - July 2002 · 1 yr 7 mos
State Registrations11 states
ARFLGAMAMTNCNJSDTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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