Richard Wiethorn
Richard Wiethorn is a registered investment advisor at Osaic Institutions, INC., based in Clinton, NC, with 25 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning. Their firm serves 7,211 clients with $4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for customized advisory services are based on the value of your portfolio and are negotiable. The maximum advisory fee is 2.50%. You may pay monthly or quarterly account fees, either in advance or after the service is provided. These fees are directly deducted from your account. If you invest in mutual funds or ETFs, you'll pay advisory fees to both the fund manager and Osaic Institutions. If the custom advisory services apply to annuities for which the advisor receives trail compensation, such trail fees generally will be used to offset the advisory fee.
Location
1008 Sunset Avenue, Clinton, NC, 28328
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard receives compensation from investment-related sales of insurance and annuities through FTB Advisors Insurance Services, Inc. and First Horizon Insurance Services, Inc. He also participates in a financial advisor referral program with Southern Bank, started in January 2024.
Employment History
Current Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Previous Registrations
First Horizon Advisors, INC
First Horizon Advisors, INC.Broker
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
First Citizens Investor Services, INC.
First Citizens Investor Services, INC.Broker
Essex National Securities, LLC
Essex National Securities, LLCBroker
Cco Investment Services CORP.Broker
Cco Investment Services CORP.
LPL Financial Corporation
Uvest Financial Services Group, INC.Broker
Uvest Financial Services Group, INC.
Uvest Financial Services And/or Compass Capital
Uvest Financial Services Group, INC.Broker
Ga Financial Strategies LLC
Allegheny Investments, LTD.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.