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Sun Hong

24 Years of Experience
Garden City, NY
2 DisclosuresBroker

Sun Hong is a registered investment advisor at Morgan Stanley, based in Garden City, NY, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1200 Franklin Avenue, 2nd Floor, Garden City, NY, 11530

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2010
Denied
Customer Dispute
September 2009
Denied
Employment History
Current Registrations
Morgan Stanley
June 2016 - Present · 9 yrs 11 mos
Morgan StanleyBroker
June 2016 - Present · 9 yrs 11 mos
Previous Registrations
Metlife Securities INC.
May 2007 - June 2016 · 9 yrs 1 mo
Metlife Securities, INCBroker
April 2001 - June 2016 · 15 yrs 2 mos
Metropolitan Life Insurance CompanyBroker
April 2001 - July 2007 · 6 yrs 3 mos
State Registrations18 states
AKALCACOCTGAILMAMDMONCNJNYOKPATNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.