Julia Davis is a registered investment advisor, based in New York, NY, with 23 years of industry experience.
Location
One Madison Avenue, 18th Floor, New York, NY, 10010
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Franklin Distributors, LLC
January 2007 - Present · 19 yrs 3 mos
Franklin Distributors, LLCBroker
January 2007 - Present · 19 yrs 3 mos
Clearbridge Investments, LLC
December 2006 - Present · 19 yrs 4 mos
Previous Registrations
Citigroup Global Markets INC.Broker
December 2004 - December 2005 · 1 yr
UBS Financial Services INC.Broker
April 2001 - June 2004 · 3 yrs 2 mos
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.