Kurt Caramanidis
Kurt Caramanidis is a registered investment advisor at Carl M. Hennig, INC., based in Oshkosh, WI, with 25 years of industry experience. Kurt operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 24 clients with $25M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Carl M. Hennig, Inc. offers two service packages:
Service package 1: Refers clients to third-party advisors who manage investments through RBC Capital Markets programs. The fees for these programs range from 0.5% to 3% per year, based on the amount invested, and are paid quarterly in advance. There is a minimum annual fee of $125 per account. Carl M. Hennig receives a portion of the fee the client pays to the third-party advisor.
Service package 2: Provides direct advice on stocks, bonds, mutual funds, and ETFs. The fees range from 0.5% to 3% per year, based on the amount invested, and are paid quarterly in advance. There is a minimum annual fee of $300 per account. Carl M. Hennig receives a portion of the program fee.
Location
206 North Main Street, Oshkosh, WI, 54901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kurt may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. This activity is investment-related.
Employment History
Current Registrations
Carl M. Hennig, INC.
Carl M. Hennig, INC.Broker
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
Robert W. Baird & CO. IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.