Ray Garnica is a registered investment advisor at Morgan Stanley, based in San Diego, CA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
101 West Broadway, Suite 1800, San Diego, CA, 92101
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Regulatory History (1)
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Customer Dispute
February 2011Closed-No Action
Other Business Activities
Ray owns a rental condo since October 2019, which he considers an investment-related activity. He spends minimal time collecting rent and performing maintenance.
Employment History
Current Registrations
Morgan Stanley
August 2010 - Present · 15 yrs 9 mos
Morgan StanleyBroker
May 2010 - Present · 16 yrs
Previous Registrations
Stanchart Securities International, INC.Broker
June 2008 - March 2009 · 9 mos
Linsco/private Ledger CORP.Broker
January 2001 - November 2003 · 2 yrs 10 mos
State Registrations7 states
CADEFLNVNYSDTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.