MP
MP

Michael Politowicz

22 Years of Experience
New Smyrna Beach, FL
Broker

Michael Politowicz is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in New Smyrna Beach, FL, with 22 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

New Smyrna Beach, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
April 2021 - Present · 5 yrs 1 mo
Northwestern Mutual Investment Services, LLCBroker
April 2021 - Present · 5 yrs 1 mo
Northwestern Mutual Investment Services, LLC
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Schwab Private Client Investment Advisory, INC.
July 2012 - February 2021 · 8 yrs 7 mos
Charles Schwab & CO., INC.
May 2012 - July 2012 · 2 mos
Charles Schwab & CO., INC.
April 2011 - May 2012 · 1 yr 1 mo
Charles Schwab & CO., INC.Broker
April 2011 - February 2021 · 9 yrs 10 mos
Edward Jones
January 2007 - June 2010 · 3 yrs 5 mos
Edward JonesBroker
November 2006 - June 2010 · 3 yrs 7 mos
Countrywide Investment Services, INC.Broker
May 2006 - August 2006 · 3 mos
Hornor, Townsend & Kent, INC.
May 2003 - February 2005 · 1 yr 9 mos
Hornor, Townsend & Kent, INC.Broker
March 2003 - February 2005 · 1 yr 11 mos
Esi Financial Advisors
January 2001 - February 2003 · 2 yrs 1 mo
Equity Services, INC.Broker
January 2001 - February 2003 · 2 yrs 1 mo
State Registrations7 states
CTDEFLNJNYPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Politowicz - Financial Advisor | TrueAdvisor