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Lisa Lucas
24 Years of Experience
Canonsburg, PA
1 DisclosureBroker
Lisa Lucas is a registered investment advisor at UBS Financial Services INC., based in Canonsburg, PA, with 24 years of industry experience. Lisa is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
Canonsburg, PA
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Regulatory History (1)
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Financial
June 2020Final
Employment History
Current Registrations
UBS Financial Services INC.
November 2016 - Present · 9 yrs 11 mos
UBS Financial Services INC.
November 2016 - Present · 9 yrs 11 mos
UBS Financial Services INC.Broker
November 2016 - Present · 9 yrs 11 mos
Previous Registrations
Morgan Stanley
June 2009 - November 2016 · 7 yrs 5 mos
Morgan StanleyBroker
June 2009 - November 2016 · 7 yrs 5 mos
Morgan Stanley & CO. Incorporated
December 2007 - June 2009 · 1 yr 6 mos
Morgan Stanley & CO. IncorporatedBroker
December 2007 - June 2009 · 1 yr 6 mos
PNC Investments
July 2004 - December 2007 · 3 yrs 5 mos
PNC InvestmentsBroker
January 2004 - December 2007 · 3 yrs 11 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
November 2003 - January 2004 · 2 mos
PNC Capital Markets, INC.Broker
May 2002 - October 2003 · 1 yr 5 mos
State Registrations12 states
CACOFLILMDNCNJNYOHPASCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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