James Young
James Young is a registered investment advisor at Keystone Financial Group, LLC, based in Lexington, KY, with 25 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 6,508 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Keystone Financial Group offers asset management services where fees are based on a percentage of the value of your portfolio, ranging from 0.25% to 2.00% per year. These fees are negotiable based on factors like the type of client, complexity, and the amount invested. Fees are billed quarterly in advance. Keystone Financial Group also offers the Keystone Wealth Managed Asset Program (KEYMAP), with similar fee ranges and billing practices. KEYMAP accounts can be either wrap fee (KEYMAP Program II) or non-wrap fee (KEYMAP Program I), affecting how transaction costs are handled.
Location
2201 Regency Road Ste 304, Lexington, KY, 40503
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James operates his LPL business through JR Young Co Inc and sells fixed insurance products outside of LPL. He also co-owns Young Brothers Farms LLC, runs an insurance agency (J. R. Young Co. Inc.) transacting various insurance products, is an IAR at Keystone Financial Group, LLC (nearly full-time), and is a board member at FLMST Capital Management Group, LLC (minimal time).
Employment History
Current Registrations
Keystone Financial Group, LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Washington Square Securities, INC.Broker
State Registrations29 states
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