James Young
James Young is a registered investment advisor at Keystone Financial Group, LLC, based in Lexington, KY, with 25 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 6,628 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annual fees range between 0.25% and 2.00% depending on the services, account size, and representative. Fees are negotiable.
Fee Estimator
Location
2201 Regency Road, Suite 304, Lexington, KY, 40503
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James operates his LPL business through JR Young Co Inc and sells fixed insurance products outside of LPL. He also co-owns Young Brothers Farms LLC, runs an insurance agency (J. R. Young Co. Inc.) transacting various insurance products, is an IAR at Keystone Financial Group, LLC (nearly full-time), and is a board member at FLMST Capital Management Group, LLC (minimal time).
Employment History
Current Registrations
Keystone Financial Group, LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Washington Square Securities, INC.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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