Tracy Newquist is a registered investment advisor at Dwr Wealth Management, LLC, based in San Jose, CA, with 24 years of industry experience. Tracy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 3 more. Their firm serves 189 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.80% |
| $1.0M - $2.0M | 0.60% |
| $2.0M - $5.0M | 0.50% |
| $5M+ | 0.40% |
Fees are negotiable.
Fee Estimator
Location
San Jose, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Tracy is a board member and treasurer for Balanced Access, a non-profit organization providing internet access to underserved communities. Tracy spends minimal time on accounting and financial statement preparation for the organization.
Employment History
Current Registrations
Dwr Wealth Management, LLC
Previous Registrations
Buckingham Strategic Wealth, LLC
Rnp Advisory Services, INC.
Securities America, INC.Broker
Foothill Securities, INC.Broker
Rnp Advisory Services, INC.
Eplanning Securities, INC.Broker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
State Registrations2 states
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