Frederick Fogarty
Frederick Fogarty is a registered investment advisor at Fogarty Wealth Management, INC., based in Missouri City, TX, with 24 years of industry experience. Frederick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 150 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.5M | 1.50% |
| $1.5M - $2.5M | 1.25% |
| $2.5M - $3.5M | 1.00% |
| $3.5M - $4.5M | 0.75% |
| $4.5M+ | 0.50% |
Annual fee may be negotiable. Accounts within the same household may be combined for a reduced fee.
Fee Estimator
Location
4501 Cartwright Road,, Suite 101, Missouri City, TX, 77459
Get directionsHistory
Regulatory History (4)
Customer Dispute
February 2009Customer Dispute
February 2009Employment Separation After Allegations
September 2007Customer Dispute
July 2004Other Business ActivitiesSells Insurance
Frederick owns Fogarty Financial Services, where he offers securities and investment advisory services, dedicating significantly more than full-time hours. He also sells insurance products, including fixed annuities, life/health, and long-term care insurance, spending about 10-20% of his time on these activities. Frederick also owns Fogarty Investments LLC (real estate) and is on two HOA boards, spending minimal time on each.
Employment History
Current Registrations
Fogarty Wealth Management, INC.
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
Capital One Investments, LLCBroker
Intersecurities, INC.
Intersecurities, INC.Broker
Interfirst Capital CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.