Joseph Cullen is a CFP-designated registered investment advisor, based in Braintree, MA, with 25 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold.
Location
45 Braintree Hill Office Park, Suite 201, Braintree, MA, 02184
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is a Managing Director at Pallas Capital Advisors, LLC, working as a financial advisor about a quarter of his time. He also works a few hours per week as an agent selling fixed insurance and annuities, and is a member of committees at Salem Country Club.
Employment History
Current Registrations
Pallas Capital Advisors, LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Gruntal & CO., L.L.C.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- John Walsh, CFP
- Kennan Startzell, CFPStablepoint Partners, LLC
- David Mullen, CFALittle House Capital, LLC
- Daniel O'brien, CFPCetera Investment Advisers LLC
- Kevin Cotton, CFPCommonwealth Financial Network
- Matthew Simmons, CFPPeddock Capital Advisors, LLC