TrueAdvisor
TrueAdvisor
TU
CFA · CFP
TU
CFA · CFP

Todd Utecht

LPL Financial LLC
24 Years of Experience
Roseville, MN
Broker
View SEC Summary
View SEC Summary

Todd Utecht is a CFA, CFP-designated registered investment advisor at LPL Financial LLC, based in Roseville, MN, with 24 years of industry experience. Todd is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2750 Snelling Ave N, Roseville, MN, 55113

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Todd is a business owner of Peiper Properties, Inc. since 1998, but dedicates no time to it, and also works full-time as an advisor at Affinity Plus FCU since 2003.

Employment History
Current Registrations
LPL Financial LLC
May 2022 - Present · 4 yrs 5 mos
LPL Financial LLCBroker
May 2022 - Present · 4 yrs 5 mos
LPL Financial LLC
May 2022 - Present · 4 yrs 5 mos
Previous Registrations
CUNA Brokerage Services, INC.
August 2008 - May 2022 · 13 yrs 9 mos
CUNA Brokerage Services, INC.Broker
August 2008 - May 2022 · 13 yrs 9 mos
Cuso Financial Services, L.P.
May 2006 - August 2008 · 2 yrs 3 mos
Cuso Financial Services, L.P.Broker
June 2003 - August 2008 · 5 yrs 2 mos
Linsco/private Ledger CORP.Broker
May 2001 - June 2002 · 1 yr 1 mo
State Registrations31 states
AKAZCACOFLGAHIIAIDMDMIMNMONCNDNENMNVNYOHORPASCSDTNTXVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Roseville, MN →All financial advisors in Minnesota →