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CFP
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CFP

Tasha Coleman

LPL Financial LLC
23 Years of Experience
Roseville, MN
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Tasha Coleman is a CFP-designated registered investment advisor at LPL Financial LLC, based in Roseville, MN, with 23 years of industry experience. Tasha is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1970 Oakcrest Ave #118, Roseville, MN, 55113

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2024
Denied
Customer Dispute
November 2023
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Tasha owns Five Star Wealth Planning LLC, primarily for tax purposes, and also receives rental income from other businesses using her office space. She also works as a statutory agent for Five Star Financial Resources, selling fixed life and annuity insurance products, and has a real estate rental business, all while dedicating minimal time to each.

Employment History
Current Registrations
LPL Financial LLC
March 2026 - Present · 7 mos
LPL Financial LLCBroker
March 2026 - Present · 7 mos
Previous Registrations
Osaic Wealth, INC.
September 2023 - March 2026 · 2 yrs 6 mos
Osaic Wealth, INC.Broker
September 2023 - March 2026 · 2 yrs 6 mos
Sagepoint Financial, INC.
January 2014 - September 2023 · 9 yrs 8 mos
Sagepoint Financial, INC.Broker
January 2010 - September 2023 · 13 yrs 8 mos
Feltl & CompanyBroker
November 2007 - January 2010 · 2 yrs 2 mos
Investment Centers of America, INC.Broker
February 2007 - November 2007 · 9 mos
Sii Investments, INC.Broker
May 2004 - February 2007 · 2 yrs 9 mos
Intersecurities, INC.Broker
July 2003 - December 2003 · 5 mos
World Group Securities, INC.Broker
June 2002 - October 2002 · 4 mos
State Registrations17 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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