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Russell Stein
57 Years of Experience
Houston, TX
3 DisclosuresBroker
Russell Stein is a registered investment advisor at Raymond James & Associates, INC., based in Houston, TX, with 57 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
5847 San Felipe Street, Ste 3900, Houston, TX, 77057
Get directionsHistory
Regulatory History (3)
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Customer Dispute
August 2020Settled
Customer Dispute
July 2009Settled
Customer Dispute
September 1989Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
July 2008 - Present · 17 yrs 10 mos
Raymond James & Associates, INC.Broker
March 2008 - Present · 18 yrs 2 mos
Previous Registrations
Morgan Keegan & Company, INC.
May 2001 - March 2008 · 6 yrs 10 mos
Morgan Keegan & Company, INC.Broker
May 2001 - March 2008 · 6 yrs 10 mos
First Union Securities, INC.Broker
September 1999 - May 2001 · 1 yr 8 mos
Cibc World MarketsBroker
May 1995 - September 1999 · 4 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - June 1995 · 16 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
July 1976 - September 1978 · 2 yrs 2 mos
Reynolds Securities, INC.Broker
February 1975 - August 1976 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
February 1969 - March 1975 · 6 yrs 1 mo
State Registrations13 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.