William Shefte
William Shefte is a registered investment advisor at Sb Advisory, LLC, based in Charlotte, NC, with 24 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,574 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.50% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2.0M - $5.0M | 1.50% |
| $5M+ | 1.25% |
Fees are negotiable. For Advisor Choice Program/AssetMark Programs/Brinker Capital, clients will be charged the money manager's fee schedule plus an additional negotiable fee of up to 1.25% to SB Advisory. Total fees do not exceed 2.50% of assets under management. For Flexible Plan Investments, the total advisory fee will not exceed 1.5% annually.
Fee Estimator
Location
10643 Kettering Drive, Suite 114, Charlotte, NC, 28226
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William owns Gold Leaf Financial and Gold Leaf Productions, Inc., and acts as an arbitrator and mediator. He also sells non-variable insurance, Medicare, and long-term care insurance products, and is involved with the Charlotte Southern Lions Club and its foundation, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Sb Advisory, LLC
San Blas Securities LLCBroker
San Blas Securities LLC
Previous Registrations
Spc
Sigma Financial CorporationBroker
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
Securities America, INC.Broker
R.M. Stark & CO., INC.Broker
Synergy Investment Group, LLCBroker
1717 Capital Management CompanyBroker
AXA Advisors, LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.