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Andrew Seested

LPL Financial LLC
21 Years of Experience
Rockville, MD
3 DisclosuresBroker
View SEC Summary
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Andrew Seested is a registered investment advisor at LPL Financial LLC, based in Rockville, MD, with 21 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Rockville, MD

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
November 2023
Judgment / Lien
January 2017
Customer Dispute
March 2003
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Andrew operates Vintage Financial Partners as a DBA for his LPL business. This investment-related activity takes up nearly all of Andrew's time.

Employment History
Current Registrations
LPL Financial LLC
October 2023 - Present · 3 yrs
LPL Financial LLC
October 2023 - Present · 3 yrs
LPL Financial LLCBroker
October 2023 - Present · 3 yrs
Previous Registrations
Truist Advisory Services, INC.
May 2021 - October 2023 · 2 yrs 5 mos
Truist Investment Services, INC.Broker
May 2021 - October 2023 · 2 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
February 2018 - May 2021 · 3 yrs 3 mos
Wells Fargo Clearing Services, LLC
January 2018 - May 2021 · 3 yrs 4 mos
LPL Financial LLC
April 2014 - January 2016 · 1 yr 9 mos
LPL Financial LLCBroker
April 2014 - January 2016 · 1 yr 9 mos
PNC InvestmentsBroker
March 2012 - October 2013 · 1 yr 7 mos
PNC Investments
March 2012 - October 2013 · 1 yr 7 mos
PNC Investments
February 2009 - July 2010 · 1 yr 5 mos
PNC InvestmentsBroker
February 2009 - July 2010 · 1 yr 5 mos
UBS Financial Services INC.Broker
October 2006 - February 2009 · 2 yrs 4 mos
UBS Financial Services INC.
October 2006 - February 2009 · 2 yrs 4 mos
Citigroup Global Markets INC.
November 2004 - November 2006 · 2 yrs
Citigroup Global Markets INC.Broker
November 2004 - November 2006 · 2 yrs
UBS Financial Services INC.
July 2001 - November 2004 · 3 yrs 4 mos
UBS Financial Services INC.Broker
April 2001 - November 2004 · 3 yrs 7 mos
State Registrations11 states
CADCDEFLGAMDNCNYTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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