James Rosebrough
James Rosebrough is a registered investment advisor at Strategic Financial Group, Plc, based in Mesa, AZ, with 24 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 85 clients with $17M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
The annual fee is negotiable.
Fee Estimator
Location
Mesa, AZ
Get directionsHistory
Regulatory History (3)
Regulatory
February 2015Employment Separation After Allegations
January 2015Employment Separation After Allegations
September 2013Other Business ActivitiesSells Insurance
James owns Islands Rental, LLC, investing in rental property, and acts as a real estate agent. He also sells life, health, property, and casualty insurance, and is involved with AZDOT, LLC, dedicating about a quarter of his time to it.
Employment History
Current Registrations
Strategic Financial Group, Plc
Previous Registrations
Verus Capital Partners, LLC
Verus Capital Partners, LLC
Securities America, INC.Broker
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Cue Financial Group, INC.Broker
Natcity Investments, INC.Broker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Edward JonesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.