Brock Jolly
Brock Jolly is a registered investment advisor at MML Investors Services, LLC, based in McLean, VA, with 24 years of industry experience. Brock operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
8444 Westpark Dr, Suite 900, McLean, VA, 22102
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2008Customer Dispute
November 2007Customer Dispute
September 2007Other Business ActivitiesSells Insurance
Brock is a managing partner at College Funding Coach LLC, serves on the board of the National Association of Insurance and Financial Advisors, and manages rental properties through Greenback Realty I and II LLC. He also works as a sales agent for Veritas Financial selling life and health insurance, conducts college planning seminars, refers clients to settlement brokers, and serves on an advisory board for George Mason University, dedicating about half his time to college planning seminars.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Lara, Shull & May, LLC (successor0Broker
Lara, Shull & May, LLC
Signator Investors, INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.