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John Kallis

Kestra Advisory Services, LLC
25 Years of Experience
Louisville, KY
2 DisclosuresBroker
View SEC Summary
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John Kallis is a registered investment advisor at Kestra Advisory Services, LLC, based in Louisville, KY, with 25 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1456 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10200 Forest Green Blvd., Suite 100, Louisville, KY, 40223

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 2020
Final
Employment Separation After Allegations
November 2018
View Full SEC ReportHow to Read Disclosures
Other Business Activities

John is a 50/50 owner in JJ Hollis LLC, which owns real estate, but he has no involvement in the restaurant's business operations, dedicating minimal time to it. He is also a Partner, Chief Operating Officer, and Financial Advisor at Meritrust Wealth Management and a Financial Advisor and Partner at Kestra Advisory Services, spending nearly full-time hours providing financial services and investment management.

Employment History
Current Registrations
Kestra Advisory Services, LLC
December 2018 - Present · 7 yrs 10 mos
Kestra Investment Services, LLCBroker
November 2018 - Present · 7 yrs 11 mos
Previous Registrations
Mwm Advisory
May 2014 - May 2019 · 5 yrs
LPL Financial LLCBroker
January 2010 - November 2018 · 8 yrs 10 mos
LPL Financial LLC
January 2010 - September 2016 · 6 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2002 - January 2010 · 7 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2001 - January 2010 · 8 yrs 8 mos
State Registrations23 states
AZCACOFLGAILINKYMIMNMTNCNJNMNVNYOHPATNTXVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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