TrueAdvisor
TrueAdvisor
ER
CFP
ER
CFP

Elizabeth Roche

Kestra Advisory Services, LLC
8 Years of Experience
Louisville, KY
BrokerSells Insurance
View SEC Summary
View SEC Summary

Elizabeth Roche is a CFP-designated registered investment advisor at Kestra Advisory Services, LLC, based in Louisville, KY, with 8 years of industry experience. Elizabeth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1456 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10200 Forest Green Blvd., Suite 100, Louisville, KY, 40223

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Elizabeth is a notary public, dedicating minimal time to this activity. She also works as an assistant at Meritrust Wealth Management (nearly full-time) and as an associate advisor/paraplanner at Kestra Advisory Services (about 10-20% of her time).

Employment History
Current Registrations
Kestra Advisory Services, LLC
December 2018 - Present · 7 yrs 10 mos
Kestra Investment Services, LLC
November 2018 - Present · 7 yrs 11 mos
Kestra Investment Services, LLCBroker
November 2018 - Present · 7 yrs 11 mos
Previous Registrations
LPL Financial LLCBroker
September 2018 - November 2018 · 2 mos
Questar Asset Management, INC.
January 2017 - August 2017 · 7 mos
State Registrations17 states
AKDCDEFLILINKSKYMAMOMTNCNMOHPATNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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