Thomas Gervase is a registered investment advisor at Spc, based in Ann Arbor, MI, with 17 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 30,881 clients with $5.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SPC offers investment management through the SIGMA Managed Account program. Clients pay an annual account management fee based on a percentage of their account assets. The fee includes a program fee and the IAR's compensation. For example, if your account AUM is $1,500,000, the first $500,000 is billed at 2.50%, the next $250,000 at 1.75%, the next $250,000 at 1.50%, and the remaining $500,000 at 1.25%. The maximum annual advisory fee is 2.5%. The program fee is 0.15% on all assets. There is a $30 minimum annual program fee.
SPC also offers direct-at-fund programs where clients pay an annual asset-based investment management fee of 0.5%.
Location
300 Parkland Plaza, Ann Arbor, MI, 48103
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas works as an independent contractor selling non-variable insurance products, dedicating a few hours per week. He also works as a financial advisor for Spartan Financial Advisors, spending about a third of his time on financial, insurance, and retirement planning.
Employment History
Current Registrations
Parkland Securities, LLCBroker
Spc
Previous Registrations
Grove Point Investments, LLCBroker
Grove Point Advisors, LLC
Pruco Securities, LLC.Broker
Prudential Financial Planning Services
Modern Capital Advisors, LLC
Modern Capital Advisors, LLC
Modern Capital Securities INC.Broker
Liberty Partners Financial Services, LLCBroker
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Park Avenue Securities LLCBroker
Northwestern Mutual Investment Services, LLCBroker
Fsc Securities CorporationBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.