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Luis Delgado

Mora Capital Management, LLC
20 Years of Experience
Miami, FL
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Luis Delgado is a registered investment advisor at Mora Capital Management, LLC, based in Miami, FL, with 20 years of industry experience. Luis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 685 clients with $1.9B in assets under management.

Mora Capital Management, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
31 advisors
Number of Clients
685 clients
Average Client Portfolio
$2.8M average
Assets Under Management
$1.9B

Fee Structure

Minimum Investment:$250K
Investment management only (planning not offered)
Minimum Annual Fee:$2,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K0.50%
$500K - $1.0M0.50%
$1.0M - $5.0M0.50%
$5.0M - $20.0M0.50%
$20.0M - $50.0M0.50%
$50M+0.50%

All fees are negotiable. Institutional clients may pay as low as 0.50%. Certain accounts may be subject to performance-based fees of up to 20%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1450 Brickell Avenue, Suite 2900, Miami, FL, 33131

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
September 2019
Final
Financial
May 2019
Final
Employment Separation After Allegations
September 2012
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Luis is the manager of LADC Capital Management LLC, which provides insurance solutions through the sale of life insurance and annuity products, dedicating a few hours per week to this activity. He also holds a Florida life insurance license to assist clients interested in these products.

Employment History
Current Registrations
Mora Capital Management, LLC
September 2021 - Present · 5 yrs 1 mo
Mora Capital Securities LLCBroker
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2012 - June 2021 · 8 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
October 2012 - June 2021 · 8 yrs 8 mos
J.P. Morgan Securities LLCBroker
October 2012 - October 2012 · 0 mos
J.P. Morgan Securities LLC
October 2012 - October 2012 · 0 mos
Chase Investment Services CORP.
March 2010 - October 2012 · 2 yrs 7 mos
Chase Investment Services CORP.Broker
March 2010 - October 2012 · 2 yrs 7 mos
Statetrust Investments INC.Broker
September 2009 - February 2010 · 5 mos
Ameriprise Financial Services, INC.
January 2006 - April 2009 · 3 yrs 3 mos
Ameriprise Financial Services, INC.Broker
January 2006 - April 2009 · 3 yrs 3 mos
Ids Life Insurance CompanyBroker
January 2006 - July 2006 · 6 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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