Luis Delgado
Luis Delgado is a registered investment advisor at Boreal Capital Management LLC, based in Miami, FL, with 19 years of industry experience. Luis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 719 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.50% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $20.0M | 0.75% |
| $20.0M - $50.0M | 0.60% |
| $50M+ | 0.50% |
Fees are negotiable. Some portfolios of qualified or non-US investors can also have variable performance fees of up to 20%.
Fee Estimator
Location
1450 Brickell Avenue, Suite 2900, Miami, FL, 33131
Get directionsHistory
Regulatory History (3)
Financial
September 2019Financial
May 2019Employment Separation After Allegations
September 2012Other Business ActivitiesSells Insurance
Luis is the manager of LADC Capital Management LLC, which provides insurance solutions through the sale of life insurance and annuity products, dedicating a few hours per week to this activity. He also holds a Florida life insurance license to assist clients interested in these products.
Employment History
Current Registrations
Boreal Capital Management LLC
Boreal Capital Securities LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Statetrust Investments INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.