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Adam Franklin

U.S. Bancorp Advisors, LLC
17 Years of Experience
Fallbrook, CA
Broker
View SEC Summary
View SEC Summary

Adam Franklin is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Fallbrook, CA, with 17 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 3,343 clients with $1.8B in assets under management.

U.S. Bancorp Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1152 advisors
IM Fee
Planning only
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Financial planning services — Currently offered at no cost, providing personalized reports to assess financial goals and retirement readiness.
One-Time Plan:$0
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Location

Fallbrook, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Adam owns a boat rental business called Franklin Boat since June 2024. He spends minimal time on this non-investment related activity.

Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
February 2026 - Present · 8 mos
U.S. Bancorp Advisors, LLC
February 2026 - Present · 8 mos
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 8 mos
Previous Registrations
U.S. Bancorp Investments, INC.
September 2019 - February 2026 · 6 yrs 5 mos
U.S. Bancorp Investments, INC.Broker
September 2019 - February 2026 · 6 yrs 5 mos
Unionbanc Investment Services, LLCBroker
May 2016 - September 2019 · 3 yrs 4 mos
Unionbanc Investment Services, LLC
May 2016 - September 2019 · 3 yrs 4 mos
J.P. Morgan Securities LLC
August 2013 - May 2016 · 2 yrs 9 mos
J.P. Morgan Securities LLCBroker
August 2013 - May 2016 · 2 yrs 9 mos
Alpha Global Investments
April 2013 - July 2013 · 3 mos
Echotrade LLCBroker
September 2012 - October 2012 · 1 mo
Alpha Global Investments
October 2010 - September 2012 · 1 yr 11 mos
TD Ameritrade, INC.
May 2008 - September 2009 · 1 yr 4 mos
Amerivest Investment Management, LLC
May 2008 - September 2009 · 1 yr 4 mos
TD Ameritrade, INC.Broker
May 2008 - September 2009 · 1 yr 4 mos
LPL Financial Corporation
April 2008 - May 2008 · 1 mo
LPL Financial CorporationBroker
October 2007 - May 2008 · 7 mos
Securian Financial Services, INC.Broker
April 2001 - October 2001 · 6 mos
State Registrations21 states
AZCACOHIIDINKSMAMDMNNCNHNJNVNYOKORPATNTXWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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