Adam Franklin is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Carlsbad, CA, with 17 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
840 Carlsbad Village Dr, Carlsbad, CA, 92008
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
Adam owns a boat rental business called Franklin Boat since June 2024. He spends minimal time on this non-investment related activity.
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
U.S. Bancorp Advisors, LLCBroker
Previous Registrations
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Unionbanc Investment Services, LLCBroker
Unionbanc Investment Services, LLC
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Alpha Global Investments
Echotrade LLCBroker
Alpha Global Investments
TD Ameritrade, INC.
Amerivest Investment Management, LLC
TD Ameritrade, INC.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
Securian Financial Services, INC.Broker
State Registrations21 states
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