Brian Migdal is a registered investment advisor, based in Raleigh, NC, with 22 years of industry experience.
Location
501 Fayetteville St, 7th Floor, Raleigh, NC, 27601
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brian oversees the daily business of a wealth management group. He does not recommend or make trades.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
July 2019 - Present · 7 yrs
Cetera Investment Advisers LLC
July 2019 - Present · 7 yrs
Previous Registrations
First Citizens Investor Services, INC.Broker
June 2015 - March 2019 · 3 yrs 9 mos
First Citizens Investor Services, INC.
June 2015 - March 2019 · 3 yrs 9 mos
PNC Investments
December 2010 - May 2015 · 4 yrs 5 mos
PNC InvestmentsBroker
December 2010 - May 2015 · 4 yrs 5 mos
Natcity Investments, INC.
July 2005 - October 2009 · 4 yrs 3 mos
Natcity Investments, INC.Broker
May 2004 - October 2009 · 5 yrs 5 mos
Citizens Investment Services CORP.Broker
May 2002 - January 2004 · 1 yr 8 mos
Dreyfus Investment Services Company, LLCBroker
June 2001 - May 2002 · 11 mos
State Registrations2 states
NCSC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.