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Danny Ray Strain

Cape Investment Advisory, INC.
40 Years of Experience
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Cape Investment Advisory, INC.
Compensation
Fee-Only (AUM)
Firm Size
33 advisors
Number of Clients
1,634 clients
Average Client Portfolio
$246K average
Assets Under Management
$402.4M

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
Minimum Annual Fee:$350

Location

1600 Pennsylvania Ave., Mcdonough, GA, 30253

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2023
Settled
Customer Dispute
September 2023
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Danny owns Elite Wealth Management Group, LLC, formed for fixed insurance sales, spending minimal time on it. He also works as an agent appointed directly with Guardian, Nationwide, Protective Life and Lincoln Financial for fixed insurance sales, dedicating a few hours per week.

Employment History
Current Registrations
Cape Investment Advisory, INC.
February 2009 - Present · 17 yrs
Cape Securities INC.Broker
November 2008 - Present · 17 yrs 3 mos
Previous Registrations
Resource Horizons Investment Advisory, INC.
July 2007 - November 2008 · 1 yr 4 mos
Resource Horizons Group, L.L.C.
June 2005 - December 2007 · 2 yrs 6 mos
Resource Horizons Group LLCBroker
January 2005 - November 2008 · 3 yrs 10 mos
Pan-American Financial AdvisersBroker
March 2002 - December 2004 · 2 yrs 9 mos
Aura Financial Services, INC.Broker
January 2001 - March 2002 · 1 yr 2 mos
Proequities, INC.Broker
November 1996 - January 2001 · 4 yrs 2 mos
Equity Services, INC.Broker
January 1994 - February 1996 · 2 yrs 1 mo
Equity Services, INC.Broker
July 1987 - December 1991 · 4 yrs 5 mos
Pruco Securities CorporationBroker
September 1982 - July 1987 · 4 yrs 10 mos
State Registrations2 states
ALGA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.