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Adam Mcconnell

Morgan Stanley
25 Years of Experience
New Orleans, LA
1 DisclosureBroker
View SEC Summary
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Adam Mcconnell is a registered investment advisor at Morgan Stanley, based in New Orleans, LA, with 25 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

1100 Poydras Street, Suite 1900, New Orleans, LA, 70163

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2011
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Morgan Stanley
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Citigroup Global Markets INC.Broker
August 2008 - June 2009 · 10 mos
Citigroup Global Markets INC.
August 2008 - June 2009 · 10 mos
Morgan Keegan & Company, INC.
March 2007 - August 2008 · 1 yr 5 mos
Morgan Keegan & Company, INC.Broker
February 2007 - August 2008 · 1 yr 6 mos
Amsouth Investment Management Company LLC
July 2003 - February 2007 · 3 yrs 7 mos
Amsouth Investment Services, INC.
February 2003 - July 2003 · 5 mos
Amsouth Investment Services, INC.Broker
April 2001 - February 2007 · 5 yrs 10 mos
State Registrations41 states
ALARAZCACOCTDCFLGAIAIDILINKYLAMAMDMEMIMNMOMSNCNJNMNVNYOHOKORPASCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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