Richard Sullivan is a registered investment advisor at Fiscal Dynamics Incorporated, based in Farmington, CT, with 40 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 49 clients with $32M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fiscal Dynamics offers investment management services where fees generally range from 0.5% to 2.00% of your portfolio annually. The exact fee is negotiable. Fees are billed quarterly in advance based on the value of your account at the end of the previous quarter. Fiscal Dynamics may directly debit fees from client accounts.
Location
314 Farmington Avenue, Suite 100, Farmington, CT, 06032
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Fiscal Dynamics Incorporated
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.