Charles Grimm is a CFP-designated registered investment advisor at Mai Capital Management, LLC, based in Cleveland, OH, with 9 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 12,787 clients with $30B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.90% |
| $10M+ | 0.80% |
MAI negotiates fees at its discretion, resulting in clients under different fee schedules.
Fee Estimator
Location
6050 Oak Tree Blvd., Suite 500, Cleveland, OH, 44131
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Charles works as a basketball referee for high school and college games since 2005, dedicating a few hours per week. This activity is not investment-related.
Employment History
Current Registrations
Mai Capital Management, LLC
Previous Registrations
J.p.morgan Securities INC.
Merrill Lynch Pierce Fenner & Smith INC.
UBS Financial Services INC.
State Registrations1 state
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