Christopher Carolan
Christopher Carolan is a CFP-designated registered investment advisor at Dimensions Wealth Management, LLC, based in Roseville, CA, with 24 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 124 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Dimensions Wealth Management's fees for comprehensive portfolio management are determined on a case-by-case basis, but will not exceed 2% annually. Fees are negotiable and are deducted from client accounts monthly or quarterly in advance. For assets managed under a Deferred Sales Trust, the maximum annual fee will not exceed 1%, with a portion paid to a third party.
Location
915 Highland Pointe Drive, Ste. 250, Roseville, CA, 95678
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Regulatory History (1)
Customer Dispute
January 2021Other Business Activities
Christopher works as a financial advisor for Estate Planning Team, marketing deferred sales trust prospects. This activity, which is not investment-related, requires a few hours per week.
Employment History
Current Registrations
Dimensions Wealth Management, LLC
Kingswood Capital Partners, LLCBroker
Kingswood Capital Partners, LLC
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.