MG
CFP
MG
CFP

Michael Guthrie

23 Years of Experience
Austin, TX
1 DisclosureBroker

Michael Guthrie is a CFP-designated registered investment advisor at LPL Financial LLC, based in Austin, TX, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

8303 N Mopac Expressway, Suite A110, Austin, TX, 78759

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008
Denied
Employment History
Current Registrations
LPL Financial LLC
May 2025 - Present · 1 yr 2 mos
LPL Financial LLCBroker
May 2025 - Present · 1 yr 2 mos
Previous Registrations
Cuso Financial Services, L.P.
April 2006 - May 2025 · 19 yrs 1 mo
Cuso Financial Services, L.P.Broker
March 2004 - May 2025 · 21 yrs 2 mos
H&r Block Financial Advisors, INC.Broker
July 2001 - September 2002 · 1 yr 2 mos
State Registrations30 states
ALARAZCACODCFLGAHIIAILKSLAMAMEMIMNMTNCNHNMNYORPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.