Douglas Greene
Douglas Greene is a CFP-designated registered investment advisor at LPL Financial LLC, based in Waltham, MA, with 25 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Waltham, MA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Douglas sells fixed annuities, life/health, and long-term care insurance, dedicating about a quarter of his time to this activity. He also promotes health and wellness products for Equilife, spends minimal time on rental property management, and works as an advisor and RIA.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
MML Investors Services, LLCBroker
Northwestern Mutual Investment Services,llc
Robert W. Baird & CO. IncorporatedBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Joseph O'loughlinLPL Financial LLC
- Christine Belair, CFPLPL Financial LLC
- James Mccann, CFPIntegrated Wealth Concepts LLC
- Simon Heslop, CFAAllworth Financial, L.P.
- Brian Burke, CFPMontis Financial, LLC
- Stephen Martone, CFPBallentine Partners