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Douglas Moxham

Citizens Securities, INC.
20 Years of Experience
Marlton, NJ
Broker
View SEC Summary
View SEC Summary

Douglas Moxham is a CFP-designated registered investment advisor at Citizens Securities, INC., based in Marlton, NJ, with 20 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 60,545 clients with $13B in assets under management.

Citizens Securities, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
787 advisors
Number of Clients
60,545 clients
Average Client Portfolio
$213K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$2K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.35%
$250K - $500K1.25%
$500K - $1.0M1.13%
$1.0M - $2.0M1.08%
$2.0M - $5.0M1.03%
$5M+0.98%

Schedule reflects fees for the Advisory Connect program. Other managed account programs charge an advisor fee up to 2%, plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

400 Lippincott Drive, Suite 100, Marlton, NJ, 08053

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Citizens Securities, INC.Broker
March 2025 - Present · 1 yr 7 mos
Citizens Securities, INC.
March 2025 - Present · 1 yr 7 mos
Citizens Private Wealth
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
PNC InvestmentsBroker
January 2011 - December 2018 · 7 yrs 11 mos
PNC Investments
December 2010 - December 2018 · 8 yrs
PNC Capital Markets LLCBroker
December 2005 - December 2008 · 3 yrs
Merrill Lynch Pierce Fenner & Smith INC.
April 2004 - November 2005 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2001 - November 2005 · 4 yrs 3 mos
State Registrations6 states
CADEFLNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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