Michael Thompson
Michael Thompson is a registered investment advisor at LPL Financial LLC, based in North Haven, CT, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
110 Washington Ave 3rd Floor, North Haven, CT, 06473
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Regulatory History (1)
Customer Dispute
January 2004Other Business ActivitiesSells Insurance
Michael is a notary public since 2007. He also works with Broker's Service Marketing Group selling non-variable insurance, dedicating a few hours per week. Additionally, Michael works as an insurance agent with an exclusive insurance brokerage, spending a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Foresters Advisory Services, LLC
Foresters Financial Services, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.