Frederick Cotton
Frederick Cotton is a registered investment advisor at LPL Financial LLC, based in North Haven, CT, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
250 State Street, J-1, North Haven, CT, 06473
Get directionsHistory
Regulatory History (1)
Financial
June 2017Other Business ActivitiesSells Insurance
Frederick operates under the DBA Retirement Planning Partners, LLC for his LPL business. He also sells non-variable insurance and operates Retirement Planning Partners, LLC as an insurance agency, dedicating a few hours per week to each. Additionally, Frederick owns Retirement Planning Partners Property LLC for real estate rental, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Securities Service Network, LLCBroker
Ssn Advisory, INC.
Ameritas Investment CORP
Ameritas Investment CORP.Broker
Carillon Investments, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.