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William Criswell

Garland and Greenwood Wealth Advisors LLC
24 Years of Experience
Little Rock, AR
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

William Criswell is a registered investment advisor at Garland and Greenwood Wealth Advisors LLC, based in Little Rock, AR, with 24 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 280 clients with $76M in assets under management.

Garland and Greenwood Wealth Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
IM Fee
Planning only
Assets Under Management
$76.5M

Location

40 Rahling Circle, Little Rock, AR, 72223

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
December 2017
Final
Customer Dispute
October 2006
Settled
Customer Dispute
May 2006
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

William operates Arkansas Wealth Management as a DBA for his LPL business and is part of The Bistro Group DBA Vesuvio Bistro for tax and investment purposes. He is also an insurance sales agent selling non-variable insurance and an IAR for Garland and Greenwood Wealth Advisors, LLC, spending about half his time on the latter.

Employment History
Current Registrations
Garland and Greenwood Wealth Advisors LLC
February 2023 - Present · 3 yrs 8 mos
LPL Financial LLCBroker
November 2015 - Present · 10 yrs 11 mos
Previous Registrations
LPL Financial LLC
November 2015 - February 2023 · 7 yrs 3 mos
Next Financial Group, INC.Broker
January 2007 - December 2015 · 8 yrs 11 mos
Next Financial Group, INC.
January 2007 - December 2015 · 8 yrs 11 mos
Raymond James Financial Services
July 2006 - December 2006 · 5 mos
Raymond James Financial Services, INC.Broker
April 2003 - December 2006 · 3 yrs 8 mos
Edward JonesBroker
August 2001 - April 2003 · 1 yr 8 mos
State Registrations14 states
ALARFLGAILINKYMNMSOKSCTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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