Samuel Miller is a registered investment advisor, based in Los Angeles, CA, with 16 years of industry experience.
Location
2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Samuel is a volunteer member of the Foundation Investment Committee at Vanguard University and the Executive Vice President of Investment Strategy at SEIA LLC, an independent registered investment advisor. The latter position takes nearly all of Samuel's time.
Employment History
Current Registrations
Signature Estate Securities, LLCBroker
Seia
Previous Registrations
Royal Alliance Associates, INC.Broker
Signator Investors, INC.Broker
United Capital Financial Advisers
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Lutheran Brotherhood Securities CORP.Broker
State Registrations1 state
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