Yaakov Ringler
Yaakov Ringler is a registered investment advisor at Raymond James & Associates, INC., based in New York, NY, with 23 years of industry experience. Yaakov is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.
Fee Estimator
Location
320 Park Avenue, Fl 9, New York, NY, 10022
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2019Employment Separation After Allegations
June 2019Other Business Activities
Yaakov is the owner/proprietor of EdenAdie LLC, which holds rental properties, and spends minimal time on it. He is also a partner in MRL Anthropic LLC, dedicating minimal time to that business as well.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Litvak Wealth, LLC
Morgan Stanley
Morgan StanleyBroker
Goldman, Sachs & CO.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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