Michael Rogers is a registered investment advisor at Filice Retirement Services, based in San Jose, CA, with 19 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Filice Retirement Services provides investment advice to retirement plans, and fees are based on the value of the plan's assets. The fees are negotiable and may vary based on the services provided, the duration, and the size of the client.
- First $2,000,000: Minimum of $3,000, not to exceed 1% after the minimum is met.
- Next $3,000,000: Not to exceed 0.5%
- Next $10,000,000: Not to exceed 0.25%
- Over $15,000,000: Varies by services offered
Location
1762 Technology Drive, Suite 226, San Jose, CA, 95110
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Michael spends the majority of his time, about 60%, working as an investment adviser at Filice Retirement Services since 2017.
Employment History
Current Registrations
Filice Retirement Services
Previous Registrations
Mlr Retirement Services
Creative Planning
Bpm Advisors, INC.
Bpm Advisors, INC.
Vista Wealth Management, LLC
Bpm Wealth Management, LLC
Stancorp Investment Advisers, INC.
Invesmart Advisors INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.