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John Vaughn

PNC Wealth Management
24 Years of Experience
Zionsville, IN
1 DisclosureBroker
View SEC Summary
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John Vaughn is a registered investment advisor at PNC Wealth Management, based in Zionsville, IN, with 24 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 164,105 clients with $30B in assets under management.

PNC Wealth Management
Compensation
Fee-Only (% of Portfolio)
Firm Size
1167 advisors
Number of Clients
164,105 clients
Average Client Portfolio
$184K average
Assets Under Management
$30.3B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.85%

An annual fee of 0.85% applies to all accounts regardless of size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1395 West Oak Street, Zionsville, IN, 46077

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2012
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
PNC Wealth Management
June 2016 - Present · 10 yrs 4 mos
PNC Wealth Management LLCBroker
June 2016 - Present · 10 yrs 4 mos
Previous Registrations
Fifth Third Securities, INC.
April 2016 - June 2016 · 2 mos
Fifth Third Securities, INC.Broker
October 2004 - June 2016 · 11 yrs 8 mos
American Express Financial Advisors, INC.
August 2002 - September 2004 · 2 yrs 1 mo
American Express Financial Advisors INC.Broker
July 2002 - September 2004 · 2 yrs 2 mos
Ids Life Insurance CompanyBroker
July 2002 - September 2004 · 2 yrs 2 mos
MML Investors Services, INC.Broker
July 2001 - April 2002 · 9 mos
State Registrations8 states
AZFLINKYNCNYSCTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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