Brock Becker
Brock Becker is a CFP-designated registered investment advisor at Creative Planning, based in Newport Beach, CA, with 24 years of industry experience. Brock operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 84,858 clients with $220B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.20% |
| $500K - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.80% |
| $10.0M - $25.0M | 0.70% |
| $25.0M - $50.0M | 0.40% |
| $50.0M - $100.0M | 0.30% |
| $100M+ | 0.25% |
Fees and how they are charged are negotiable.
Fee Estimator
Location
4000 MacArthur Blvd, Suite 1050, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brock works as an advisory representative for Sageview Advisory Group LLC and Sageview Private Client Group, dedicating about a quarter of his time to each. He also works as an insurance agent selling various fixed insurance products, including life, health, disability, annuities, and long-term care.
Employment History
Current Registrations
Creative Planning
Previous Registrations
Cetera Investment Advisers LLC
Sageview Private Client Group, LLC
Sageview Private Client Group, LLC
Sageview Advisory Group, LLC
Cetera Advisor Networks LLC
Ing Financial Partners, INC.Broker
Multi-Financial Securities CorporationBroker
Cetera Wealth Services, LLCBroker
Vanguard Marketing CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.