BB
CFP
BB
CFP

Brock Martin Becker

24 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningFinancial Planning & CoachingInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
10087 advisors
Number of Clients
584,487 clients
Average Client Portfolio
$280K average
Assets Under Management
$163.8B

Fee Structure

Minimum Investment:$5K
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Location

21925 W. Field Parkway, Suite 245, Deer Park, IL, 60010

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brock works as an advisory representative for Sageview Advisory Group LLC and Sageview Private Client Group, dedicating about a quarter of his time to each. He also works as an insurance agent selling various fixed insurance products, including life, health, disability, annuities, and long-term care.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 8 mos
Sageview Private Client Group, LLC
March 2016 - Present · 9 yrs 11 mos
Sageview Advisory Group, LLC
January 2009 - Present · 17 yrs 1 mo
Cetera Wealth Services, LLCBroker
June 2002 - Present · 23 yrs 8 mos
Previous Registrations
Sageview Private Client Group, LLC
March 2015 - December 2015 · 9 mos
Cetera Advisor Networks LLC
October 2008 - June 2023 · 14 yrs 8 mos
Ing Financial Partners, INC.Broker
November 2004 - August 2008 · 3 yrs 9 mos
Multi-Financial Securities CorporationBroker
November 2004 - August 2008 · 3 yrs 9 mos
Vanguard Marketing CorporationBroker
July 2001 - May 2002 · 10 mos
State Registrations39 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Brock Martin Becker - Financial Advisor | TrueAdvisor