Sean Harman
Sean Harman is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Kansas City, MO, with 24 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.
Fee Estimator
Location
9 WESTOWNE St, Kansas City, MO, 64068
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2002Other Business Activities
Sean is an owner of Holloway & Harman Capital Management and Holloway, Harman & Associates, both support companies. He spends minimal time on these businesses, primarily for managing bills and checking accounts or as a DBA under the RJFS platform.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.Broker
Edward JonesBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- James Peavey, CFP, ChFCRaymond James Financial Services Advisors, INC
- Nicholas Weber, CFPRaymond James Financial Services Advisors, INC
- Franz BraunRaymond James Financial Services Advisors, INC
- Steven Anderson, CFPFirst National Advisers, LLC
- Bret Ohlhausen, ChFCState Farm Investment Management CORP.
- Frank Maggiorotto, CFA, CFPFirst National Advisers, LLC