James Peavey
James Peavey is a CFP, ChFC-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Kansas City, MO, with 26 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.
Fee Estimator
Location
1 Ward Parkway, Kansas City, MO, 64112
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2001Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Umb Financial Services, INC.
Rubinbrown Advisors LLC
Waddell & ReedBroker
Waddell & Reed
American Century Advisory Services, INC.
American Century Investment Services INC.Broker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Edward JonesBroker
Pruco Securities CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Nicholas Weber, CFPRaymond James Financial Services Advisors, INC
- Franz BraunRaymond James Financial Services Advisors, INC
- Sean Harman, CFPRaymond James Financial Services Advisors, INC
- Steven Anderson, CFPFirst National Advisers, LLC
- Zachary Emslie, CFPBluevine Advice
- Bret Ohlhausen, ChFCState Farm Investment Management CORP.