Peter Braun
Peter Braun is a registered investment advisor at Umb Financial Services, INC., based in Kansas City, MO, with 34 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1 clients with $3.1M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.45% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.60% |
| $10.0M - $15.0M | 0.50% |
| $15M+ | 0.45% |
Fees may be negotiable based on the client’s total relationship with UMB. Fees for the UMB Institutional Fixed Income Program will not exceed 1%.
Fee Estimator
Location
1010 Grand, Kansas City, MO, 64106
Get directionsHistory
Regulatory History (1)
Criminal
April 1991Other Business ActivitiesSells Insurance
Peter is a licensed agent for UMB Insurance, selling fixed rate insurance products and services since 1993. He also works as a financial services professional for UMB Bank, providing investment management services since 1989; both activities require a few hours per week.
Employment History
Current Registrations
Umb Financial Services, INC.
Umb Financial Services, INC.Broker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.