Franz Braun
Franz Braun is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Kansas City, MO, with 34 years of industry experience. Franz is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.
Fee Estimator
Location
1 Ward Pkwy, Kansas City, MO, 64112
Get directionsHistory
Regulatory History (1)
Criminal
April 1991Other Business ActivitiesSells Insurance
Peter is a licensed agent for UMB Insurance, selling fixed rate insurance products and services since 1993. He also works as a financial services professional for UMB Bank, providing investment management services since 1989; both activities require a few hours per week.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Umb Financial Services, INC.
Umb Financial Services, INC.Broker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- James Peavey, CFP, ChFCRaymond James Financial Services Advisors, INC
- Nicholas Weber, CFPRaymond James Financial Services Advisors, INC
- Sean Harman, CFPRaymond James Financial Services Advisors, INC
- Zachary Emslie, CFPBluevine Advice
- Bret Ohlhausen, ChFCState Farm Investment Management CORP.
- Kyle Hill, CFPSmartpath Advisors