James Tausz
James Tausz is a CFP-designated registered investment advisor at United Planners' Financial Services of America a Limited Partner, based in Clarion, IA, with 53 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 30,369 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
United Planners does not set a firm-wide investment management fee schedule. Instead, your advisor will determine an advisory fee based on the complexity of your portfolio, the services provided, and the platform used.
- The maximum annual advisory fee cannot exceed 3% of your portfolio.
- Depending on the account type (such as Pershing UPlan or third-party custodian accounts), there may be additional administration or program fees ranging from 0.05% to 0.19% per year, or flat monthly fees (such as $8 per month for certain custodian accounts).
- Your advisor will discuss and agree upon the specific fee structure with you before managing your investments.
Location
119 Central Ave W, Clarion, IA, 50525
Get directionsHistory
Regulatory History (6)
Customer Dispute
October 2022Customer Dispute
May 2012Customer Dispute
September 2011Customer Dispute
March 2005Customer Dispute
July 2001Customer Dispute
February 1998Other Business ActivitiesSells Insurance
James is involved in a wide array of business activities, including financial planning, insurance sales (medical, disability, life, long-term care, and annuities), real estate, tax preparation, and other ventures. He owns and operates several businesses, including Bradford Financial Center and Bradford Insurance.
Employment History
Current Registrations
United Planners' Financial Services of America a Limited PartnerBroker
Bradford Financial Center
Previous Registrations
Multi-Financial Securities Corporation
Multi-Financial Securities CorporationBroker
Washington Square Securities, INC.Broker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
Ids Marketing CorporationBroker
Ids Life Insurance CompanyBroker
Investors Diversified Services, INC.Broker
State Registrations48 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Marty SchimpUnited Planners' Financial Services of America a Limited Partner