Tracy Ruddle is a CFP-designated registered investment advisor, based in Wichita, KS, with 24 years of industry experience.
Location
1625 N. Waterfront Pkwy., Ste 150, Wichita, KS, 67206
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
August 2022 - Present · 3 yrs 9 mos
Captrust
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
March 2017 - August 2022 · 5 yrs 5 mos
Frontier Wealth Management, LLC
April 2015 - October 2022 · 7 yrs 6 mos
UBS Financial Services INC.
June 2003 - April 2015 · 11 yrs 10 mos
UBS Financial Services INC.Broker
August 2001 - April 2015 · 13 yrs 8 mos
State Registrations1 state
KS
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.