Shiou-Ing Liou
Shiou-Ing Liou is a CFP-designated registered investment advisor at Transglobal Advisory, LLC, based in Monrovia, CA, with 24 years of industry experience. Shiou-Ing is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 193 clients with $58M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $3.0M | 1.25% |
| $3.0M - $5.0M | 1.10% |
| $5.0M - $10.0M | 1.00% |
| $10.0M - $50.0M | 0.90% |
| $50M+ | 0.90% |
Fixed income accounts generally charged 0.25%. Fees are generally negotiable. Minimum account size is $100,000.
Fee Estimator
Location
185 W Chestnut Ave, Monrovia, CA, 91016
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shiou-Ing is a health insurance agent with Transglobal Insurance Agency, Inc., and an owner of GMP Financial Services, selling fixed life insurance and fixed annuity products, taking nearly full-time. She is also a tax preparer, a registered investment advisor with TransGlobal Advisory, LLC, and a loan officer with TransGloal Lending, dedicating minimal time to each.
Employment History
Current Registrations
Transglobal Advisory, LLC
Globalink Securities, INC.Broker
Previous Registrations
Transamerica Financial Advisors, INC.Broker
Ing Financial Partners, INC.Broker
Globalink Securities, INC.Broker
Legacy Financial Services, INC.Broker
World Group Securities, INC.Broker
Wma Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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