James Wilson
James Wilson is a registered investment advisor at Diligent Investors, LLC, based in Redlands, CA, with 24 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Investment Management, and 2 more. Their firm serves 884 clients with $660M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
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Fee Structure
Diligent Investors offers comprehensive portfolio management services through wrap accounts. Fees for investment management are detailed in a separate Wrap Fee Program Brochure.
Location
1447 Ford Street, Suite 200, Redlands, CA, 92374
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Regulatory History (1)
Customer Dispute
May 2004Other Business ActivitiesSells Insurance
James is a managing partner and advisor at Diligent Investors, LLC, a registered investment advisor, dedicating full-time hours to this role. He also advises clients on fixed annuities through RBJ Financial Group, LLC, spending a few hours per week on this activity.
Employment History
Current Registrations
M. S. Howells & CO.Broker
Diligent Investors, LLC
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
UBS Painewebber INC.
UBS Painewebber INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.