Douglas Perry
Douglas Perry is a registered investment advisor at MML Investors Services, LLC, based in Tualatin, OR, with 22 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
Tualatin, OR
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2016Customer Dispute
December 2015Other Business ActivitiesSells Insurance
Douglas is an insurance broker for Stafford Wealth Advisors, selling life, long-term care, and fixed annuities, dedicating a few hours per week. He also owns a vacation rental and a Christmas tree farm, spending minimal time on these activities, and is the owner of Stafford Wealth Advisors, LLC.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Bancwest Investment Services, INC. (bwis)
Bancwest Investment Services, INC.Broker
UBS Financial Services INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.