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CFP
AN
CFP

Andrew Norris

LPL Financial LLC
15 Years of Experience
Tualatin, OR
BrokerSells Insurance
View SEC Summary
View SEC Summary

Andrew Norris is a CFP-designated registered investment advisor at LPL Financial LLC, based in Tualatin, OR, with 15 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Tualatin, OR

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrew operates "Generation to Generation Financial" and "G2G Financial" as DBAs for his LPL business. He also owns Andy Norris, LLC for tax/investment purposes, dedicating minimal time, and sells life and fixed annuity insurance products, also dedicating minimal time.

Employment History
Current Registrations
LPL Financial LLC
November 2020 - Present · 5 yrs 11 mos
LPL Financial LLCBroker
November 2020 - Present · 5 yrs 11 mos
Previous Registrations
Ameriprise Financial Services, LLC.
November 2015 - November 2020 · 5 yrs
Ameriprise Financial Services, LLCBroker
November 2015 - November 2020 · 5 yrs
Wells Fargo Advisors, LLC
October 2011 - November 2015 · 4 yrs 1 mo
Wells Fargo Advisors, LLCBroker
September 2011 - November 2015 · 4 yrs 2 mos
State Registrations22 states
CACTFLGAHIIDILKSKYMAMDMIMNNCNJNYOHORPASCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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